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Bank Holding Company Compliance Officer – Assistant Vice President

Deutsche Bank

Deutsche Bank is a tech-driven provider of financial services, offering corporate, investment, private, retail, and asset management products on a global scale.

Job Description:

Job Title: Bank Holding Company Compliance Officer

Corporate Title: Assistant Vice President

Location: Jacksonville, FL


The role will include supporting US bank regulatory compliance programs such as lending to insiders, activities and investment restrictions, deposits, and others. Responsibilities will comprise of drafting and reviewing Compliance issued policies and procedures, liaising with stakeholders across 1st and 2nd Line of Defense functions to address policy requirements, monitoring for compliance with various regulations, and assisting with cross-divisional regulatory remediation and enhancement programs, as needed. There will be shared responsibilities and resiliency/backup with other staff of the Bank Holding Company Compliance team. Ability to exercise good judgment while balancing risk management and managing both long term deliverables and short-term demands is a key attribute for this position.

What We Offer You:

  • We offer competitive health and wellness benefits, empowering you to value life in and out of the office
  • Active engagement with the local community through Deutsche Bank’s specialized employee groups
  • An environment that encourages networking and collaboration across functions and businesses

Return to Office:

  • It is the Bank’s expectation that employees hired into this role will work in the Jacksonville office in accordance with the Bank’s hybrid working model
  • Deutsche Bank provides reasonable accommodations to candidates and employees with a substantiated need based on disability and/or religion

Hear from our people and look inside our office: DB@The Muse

Your Key Responsibilities:

  • Assess implementation of Compliance policy requirements by business and infrastructure divisions and assist in the development of related remediation action plans
  • Engage with business and infrastructure staff to assist with the evaluation, documentation, and improvement of end-to-end control processes for regulatory compliance
  • Assist with the development and oversight of the implementation of appropriate control monitoring requirements; perform monitoring for various compliance programs
  • Support the development of related online and instructor-led trainings as needed and perform quality assurance reviews of compliance risk assessments as needed
  • Assist in responding to requests from Controls Testing and Assurance, Group Audit, and regulators
  • Assist with the development and delivery of reporting and decks for committees/councils, Boards, and regulators

Your Skills and Experience:

  • University degree required, preferably in Finance, Business, or Accounting
  • Excellent communication ability, both oral and written, with a particular focus on development and review of procedures; a solution-oriented attitude with an eye on opportunities for process improvements
  • Experience and/or understanding of a large organization working across multiple locations as well as relevant compliance experience, preferably at a major national or global securities firm or regulator or relevant business experience with an Investment Bank or Broker-Dealer is preferred
  • Ability to develop strong understanding of regulations governing financial institutions including the rules and regulations of the FRB, OCC, FDIC, and CFPB
  • Proficiency with data analysis/Excel and presentation/PowerPoint and aptitude for learning a variety of systems

Our values define the working environment we strive to create – diverse, supportive and welcoming of different views. We embrace a culture reflecting a variety of perspectives, insights and backgrounds to drive innovation. We build talented and diverse teams to drive business results and encourage our people to develop to their full potential. Talk to us about flexible work arrangements and other initiatives we offer.

We promote good working relationships and encourage high standards of conduct and work performance. We welcome applications from talented people from all cultures, countries, races, genders, sexual orientations, disabilities, beliefs and generations and are committed to providing a working environment free from harassment, discrimination and retaliation.

Click here to find out more about our diversity and inclusion policy and initiatives.

We are an Equal Opportunity Employer – Veterans/Disabled and other protected categories. Click these links to view the following notices: EEO is the Law poster and supplement; Employee Rights and Responsibilities under the Family and Medical Leave Act; Employee Polygraph Protection Act and Pay Transparency Nondiscrimination Provision.

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Bank Holding Company Compliance Officer – Assistant Vice President

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Deutsche Bank

Deutsche Bank is a tech-driven provider of financial services, offering corporate, investment, private, retail, and asset management products on a global scale.

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