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Vice President – Group Manager, Regulatory Administration

BNY Mellon

You can make a difference by working at BNY Mellon, where finance, technology and business intersect, to power the global financial industry.

Overview
Regulatory Administration and Filings – M3Leads multiple teams of Regulatory Administration and Filings staff that provide clients with legal guidance on particular areas of legislation regarding SEC filings such as prospectuses, proxy statements, and board minutes. Implements strategies to monitor regulatory developments and respond accordingly. Acts as a legal expert in client facing situations.Provides oversight and strategic guidance around the reporting of legislative issues that clients must address during their board meetings and to make regulatory decisions.Leads delivery of prospectuses, proxy statements, and other SEC required filings to clients and provides guidance as an expert in the law.Acts as a point of contact between businesses and legal entities to ensure legislation is understood. Liaises with in-house counsel to ensure major filings are created and delivered in accordance to regulations.Acts as a subject matter expert regarding specific areas of legislation within the financial services industry. Leads discussions on topics that need to be addressed in client board meetings.Manages relationships with clients accounting firms to ensure client information and data needed for regulatory matters are exchanged in an efficient manner.Recruits, directs, motivates and develops staff, maximizing their individual contribution, their professional growth and their ability to function effectively with their colleagues as a team. Manages multiple Regulatory Administration and Filings teams. Work is primarily accomplished through subordinate managers.Develops and oversees the achievement of area objectives. Manages the financial and human resources for the area.Bachelors degree or the equivalent combination of education and experience is required. JD from an accredited law school preferred.7-10 years of total work experience including 1-3 years in management is preferred. Experience in the securities or financial services industry preferred.. BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals with Disabilities/Protected Veterans. Our ambition is to build the best global team – one that is representative and inclusive of the diverse talent, clients and communities we work with and serve – and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.

Employer Description:

For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments and safeguards nearly one-fifth of the world’s financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It’s the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark: bnymellon.com/careers.

EEO Statement:

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals With Disabilities/Protected Veterans. Our ambition is to build the best global team – one that is representative and inclusive of the diverse talent, clients and communities we work with and serve – and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.

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Vice President – Group Manager, Regulatory Administration

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BNY Mellon

You can make a difference by working at BNY Mellon, where finance, technology and business intersect, to power the global financial industry.

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