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Capital Markets Middle Office Specialist

wellsfargo Wells Fargo

Wells Fargo is a diversified community-based financial services company with a vision to satisfy customer’s financial needs and help them succeed financially.

At Wells Fargo, we are looking for talented people who will put our customers at the center of everything we do. We are seeking candidates who embrace diversity, equity and inclusion in a workplace where everyone feels valued and inspired. Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.

About this role:

Wells Fargo is seeking a Capital Markets Middle Office Specialist within the Prime Brokerage Trade Processing Middle Office team (TPMO) which is part of Prime Services Operations.

In this role, you will:

  • Participate in profit and loss generation, profit and loss attribution and trade capture
  • Identify opportunities to resolve complex confirmation and related trade issues
  • Analyze tactical business challenges related to complex derivative products and exercise independent judgment to guide the deliverable
  • Present recommendations for resolving derivative issues
  • Review new and amended trades, cash payments, customer pricing, collateral management, credit and general ledger reconciliation issues
  • Provide information to managers and the Capital Markets Middle Office

Required Qualifications, US:

  • 2+ years of Capital Markets industry experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

Desired Qualifications:

  • Bachelor’s degree or equivalent work experience
  • 1-2+ years relevant experience Knowledge of Prime Brokerage and Corporate Actions helpful
  • Ability to work in a team environment as well as operate independently
  • Possess strong problem solving skills
  • Series 7 or 99 registration or the ability to obtain it within 180 days
  • Strong written and verbal communication skills
  • Very organized, able to deal with high volumes, and prioritize workload
  • Results driven
  • Willingness to take on responsibility
  • Confidence to deal with both external and internal clients as required

Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation, and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit’s risk appetite and all risk and compliance program requirements.

Pay Range

$31.92 – $56.73 Hourly

Benefits

  • Information about Wells Fargo’s employee benefits

We Value Diversity

At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.

Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit’s risk appetite and all risk and compliance program requirements.

Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

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Capital Markets Middle Office Specialist

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Contact us

Wells Fargo

Wells Fargo is a diversified community-based financial services company with a vision to satisfy customer’s financial needs and help them succeed financially.

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