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International Private Bank Business Line Compliance Officer – Assistant Vice President

Deutsche Bank

Deutsche Bank is a tech-driven provider of financial services, offering corporate, investment, private, retail, and asset management products on a global scale.

Job Description:

Job Title: International Private Bank Business Line Compliance Officer

Corporate Title: Assistant Vice President

Location: Jacksonville, FL

Overview

You will work in Compliance Department to provide oversight of Deutsche Bank’s International Private Bank (IPB) Business. Responsibilities will involve all aspects of Compliance support, including advising and providing guidance to multiple lines of business of a sophisticated full-service broker/dealer and banking business. You should understand banking and broker-dealer regulations, including the relevant current and proposed industry and regulatory developments. The role will also involve assisting New York staff with Compliance projects and ad-hoc requests to further strengthen the Bank’s compliance programs.

What We Offer You:

  • We offer competitive health and wellness benefits, empowering you to value life in and out of the office
  • Active engagement with the local community through Deutsche Bank’s specialized employee groups
  • An environment that encourages networking and collaboration across functions and businesses

Return to Office:

  • It is the Bank’s expectation that employees hired into this role will work in the Jacksonville office in accordance with the Bank’s hybrid working model
  • Deutsche Bank provides reasonable accommodations to candidates and employees with a substantiated need based on disability and/or religion

Hear from our people and look inside our office: DB@The Muse

Your Key Responsibilities:

  • Coordinating IPB’s customer complaint management processes
  • Assisting with the content, implementation and delivery of compliance training
  • Coordinating monthly reports as well as providing support to the local office as needed on projects and initiatives
  • Researching the applicability of relevant state and federal laws
  • Assisting with the implementation of regulatory reform initiatives with business risk. Supporting regulatory exam requests and inquiries
  • Conducting compliance risk assessments and compliance targeted reviews; monitoring business activities for compliance with key regulations

Your Skills and Experience:

  • Bachelor’s degree required, preferably in Finance, Business or Accounting; JD preferred
  • Moderate experience, preferably in Private Banking/Wealth Management
  • Experience working in Compliance or a similar financial services risk management function a strong plus
  • An understanding of the legal and compliance issues of complex banking organizations
  • Excellent Excel and PowerPoint skills

Our values define the working environment we strive to create – diverse, supportive and welcoming of different views. We embrace a culture reflecting a variety of perspectives, insights and backgrounds to drive innovation. We build talented and diverse teams to drive business results and encourage our people to develop to their full potential. Talk to us about flexible work arrangements and other initiatives we offer.

We promote good working relationships and encourage high standards of conduct and work performance. We welcome applications from talented people from all cultures, countries, races, genders, sexual orientations, disabilities, beliefs and generations and are committed to providing a working environment free from harassment, discrimination and retaliation.

Click here to find out more about our diversity and inclusion policy and initiatives.

We are an Equal Opportunity Employer – Veterans/Disabled and other protected categories. Click these links to view the following notices: EEO is the Law poster and supplement; Employee Rights and Responsibilities under the Family and Medical Leave Act; Employee Polygraph Protection Act and Pay Transparency Nondiscrimination Provision.

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International Private Bank Business Line Compliance Officer – Assistant Vice President

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Deutsche Bank

Deutsche Bank is a tech-driven provider of financial services, offering corporate, investment, private, retail, and asset management products on a global scale.

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